Jia, Peng (SFC:AOZ129) 賈鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BHI Investment Advisors (Asia) Limited (d2017-03-13) | Rep | Advising on securities | 2013-10-28 | 2015-11-06 | Rep | Dealing in securities | 2013-10-28 | 2015-11-06 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2009-04-20 | 2011-09-10 | Rep | Dealing in securities | 2009-04-20 | 2011-09-10 |
| 3 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2011-10-17 | 2012-05-26 | Rep | Dealing in securities | 2011-10-17 | 2012-05-26 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-11-19 | 2017-03-03 |
| 5 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-01 | 2007-09-11 | Rep | Advising on securities | 2015-11-19 | 2017-03-03 | Rep | Dealing in securities | 2015-11-19 | 2017-03-03 |
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