Fang, Yuan (SFC:BLI961) 方元
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-10-26 | 2020-08-14 | Rep | Advising on securities | 2017-10-26 | 2020-08-14 | Rep | Advising on securities | 2023-01-05 | Rep | Advising on corporate finance | 2023-01-31 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2017-10-26 | 2020-08-14 | Rep | Dealing in securities | 2017-10-26 | 2020-08-14 | Rep | Dealing in securities | 2023-01-05 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2020-09-21 | 2022-09-13 | Rep | Dealing in securities | 2020-09-21 | 2022-09-13 |
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