Cartwright, Olivia Lucy
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | E&P Asia (HK) Limited | RO | Advising on securities | 2021-04-01 | RO | Dealing in securities | 2021-04-01 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-05-31 | 2010-05-26 | Rep | Dealing in securities | 2007-05-31 | 2010-05-26 | Rep | Advising on futures contracts | 2015-03-16 | 2015-10-30 | Rep | Dealing in futures contracts | 2015-03-16 | 2015-10-30 | Rep | Advising on futures contracts | 2016-11-10 | 2017-10-09 | Rep | Dealing in futures contracts | 2016-11-10 | 2017-10-09 | Rep | Advising on futures contracts | 2018-10-08 | 2019-08-22 | Rep | Dealing in futures contracts | 2018-10-08 | 2019-08-22 |
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