Foley, Cathal Brendan

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-04-30 2011-08-31
2 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Dealing in securities 2010-04-27 2011-08-31
3 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Rep Dealing in futures contracts 2012-02-16 2013-01-14
Rep Dealing in securities 2012-02-16 2013-01-14
4 HSBC SECURITIES BROKERS (ASIA) LIMITED Rep Dealing in securities 2007-06-08 2010-03-16
5 PARIBAS ASIA EQUITY LIMITED Rep Dealing in securities 2010-04-27 2011-08-31
6 Sunrise Brokers (Hong Kong) Limited Rep Dealing in futures contracts 2013-03-05 2014-10-21
Rep Dealing in securities 2013-03-05 2014-10-21

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