Foley, Cathal Brendan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-04-30 | 2011-08-31 |
2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-04-27 | 2011-08-31 |
3 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2012-02-16 | 2013-01-14 | Rep | Dealing in securities | 2012-02-16 | 2013-01-14 |
4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2007-06-08 | 2010-03-16 |
5 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2010-04-27 | 2011-08-31 |
6 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-03-05 | 2014-10-21 | Rep | Dealing in securities | 2013-03-05 | 2014-10-21 |
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