Chan, Wai (SFC:APB789) 陳威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-08-17 | 2018-11-10 | Rep | Advising on securities | 2016-08-17 | 2018-11-10 | Rep | Dealing in securities | 2016-08-17 | 2018-11-10 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-06-12 | 2008-06-04 | Rep | Dealing in securities | 2007-06-12 | 2008-06-04 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2015-09-09 | 2016-05-13 | Rep | Dealing in securities | 2015-09-09 | 2016-05-13 |
| 4 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2018-12-07 | 2021-01-19 | Rep | Dealing in securities | 2018-12-07 | 2021-01-19 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy