Lit, Vienna Ho Man 列皓敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Dealing in futures contracts | 2007-06-13 | 2008-08-02 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-01-23 | |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-07-09 | |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2012-08-23 | 2013-02-21 | RO | Leveraged foreign exchange trading | 2012-10-25 | 2016-05-23 | RO | Dealing in securities | 2013-02-21 | Rep | Advising on securities | 2018-08-31 |
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