Lau, Ka Man (SFC:APC145) 劉嘉敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ge Shang Investment (Hong Kong) Limited | Rep | Advising on securities | 2007-07-27 | 2009-01-29 | Rep | Asset management | 2007-07-27 | 2009-01-29 |
| 2 | Grace Financial Limited (HK) | Rep | Advising on securities | 2009-07-24 | 2010-07-19 | Rep | Asset management | 2009-11-20 | 2010-07-19 |
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