Wang, Qian (SFC:APC737) 王騫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2007-06-22 | 2008-03-06 | Rep | Dealing in securities | 2007-06-22 | 2008-03-06 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-22 | 2008-03-06 |
| 3 | BOCOM International Asset Management Limited | Rep | Advising on securities | 2015-08-20 | 2017-08-16 | Rep | Asset management | 2015-08-20 | 2017-08-16 | Rep | Dealing in securities | 2015-08-20 | 2017-08-16 |
| 4 | China Universal Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2021-11-17 | 2022-04-13 | Rep | Asset management | 2021-11-17 | 2022-04-13 | RO | Advising on securities | 2022-04-13 | 2024-04-04 | RO | Asset management | 2022-04-13 | 2024-04-04 |
| 5 | Foundation Asset Management (HK) Limited | Rep | Asset management | 2008-07-08 | 2009-08-21 |
| 6 | ICBC Asset Management (Global) Company Limited | Rep | Advising on securities | 2017-09-22 | 2019-02-21 | Rep | Asset management | 2017-09-22 | 2019-02-21 | RO | Advising on securities | 2019-02-21 | 2021-11-02 | RO | Asset management | 2019-02-21 | 2021-11-02 |
| 7 | MARCO POLO PURE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-10-30 | 2011-08-15 | Rep | Advising on securities | 2009-11-30 | 2011-08-15 |
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