Kwong, Toby Tse San 鄺紫珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2012-01-20 | 2015-10-23 |
| 2 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2007-06-22 | 2009-03-16 |
| 3 | CHUNG LEE SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2020-02-21 | 2021-03-22 |
| 4 | First Fidelity Capital (International) Limited | Rep | Advising on securities | 2018-11-22 | 2019-01-17 | Rep | Asset management | 2018-11-22 | 2019-01-17 | Rep | Dealing in securities | 2018-11-22 | 2019-01-17 |
| 5 | HUAJIN RESEARCH (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2016-04-20 | 2017-04-07 |
| 6 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2015-11-18 | 2016-04-21 | RO | Dealing in securities | 2016-04-21 | 2017-04-07 |
| 7 | Long Hill Capital Management Company Limited | RO | Advising on securities | 2022-06-29 | RO | Asset management | 2022-06-29 |
| 8 | PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on securities | 2009-04-23 | 2010-03-31 |
| 9 | Redbridge Global Strategies Limited | Rep | Advising on securities | 2018-05-04 | 2018-11-14 | Rep | Asset management | 2018-05-04 | 2018-11-14 | Rep | Dealing in securities | 2018-05-04 | 2018-11-14 |
| 10 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-04-15 | 2011-08-05 | Rep | Dealing in securities | 2010-04-15 | 2011-08-05 |
| 11 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-01-20 | 2015-10-23 |
| 12 | Wynson Asset Management Limited | Rep | Advising on securities | 2019-01-29 | 2019-05-30 | Rep | Asset management | 2019-01-29 | 2019-05-30 | RO | Advising on securities | 2019-05-30 | 2019-10-31 | RO | Asset management | 2019-05-30 | 2019-10-31 |
| 13 | ZhongHua Finance Asset Management Co., Limited | Rep | Advising on securities | 2020-02-18 | 2020-02-21 | Rep | Asset management | 2020-02-18 | 2020-02-21 | RO | Advising on securities | 2020-02-21 | 2021-02-17 | RO | Asset management | 2020-02-21 | 2021-02-17 |
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