Cheng, Louise Lok Yan 鄭樂炘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2013-10-02 | 2014-12-11 |
| 2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2007-06-25 | 2009-06-23 | Rep | Dealing in securities | 2007-06-25 | 2011-08-22 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-06-25 | 2009-06-23 | Rep | Dealing in futures contracts | 2007-06-25 | 2009-06-23 |
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