Wang, Richard Yau Lun 王幼倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2022-09-30 | 2022-12-30 | Rep | Dealing in securities | 2022-09-30 | 2022-12-30 |
| 2 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2007-06-28 | 2010-06-24 | Rep | Dealing in securities | 2007-06-28 | 2010-06-24 | Rep | Dealing in futures contracts | 2010-05-11 | 2010-06-24 |
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