Lam, Kwok Ho (SFC:APE926) 林國浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-21 | 2009-04-30 |
| 2 | Huarong International Securities Limited | Rep | Dealing in securities | 2007-07-03 | 2007-10-29 | Rep | Dealing in securities | 2008-11-07 | 2011-02-02 | Rep | Dealing in futures contracts | 2009-01-30 | 2011-02-02 |
| 3 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-02-22 | 2011-08-17 |
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