Wai, Chi Tat 韋志達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-06-09 | 2018-03-10 |
| 2 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-06-09 | 2018-03-10 |
| 3 | CHEONG LEE SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-04-12 | 2013-03-04 | Rep | Dealing in securities | 2012-04-12 | 2013-03-04 |
| 4 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-06-02 | 2017-06-01 |
| 5 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-06-02 | 2017-06-01 |
| 6 | Enhanced Securities Limited | Rep | Dealing in securities | 2014-05-07 | 2014-08-06 |
| 7 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2014-03-07 | 2014-04-18 | Rep | Dealing in securities | 2015-01-12 | 2016-01-15 |
| 8 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-06-28 | 2008-01-28 |
| 9 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-09-20 | 2021-01-08 |
| 10 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-09-20 | 2021-01-08 |
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