Yip, Wai Ho 葉偉豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2007-07-04 | 2010-11-12 | Rep | Dealing in securities | 2007-07-04 | 2010-11-12 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2018-04-09 | 2020-01-24 | Rep | Dealing in securities | 2018-04-09 | 2020-01-24 |
| 3 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2020-11-12 | Rep | Dealing in futures contracts | 2020-12-21 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-02-17 | 2020-07-16 | Rep | Dealing in securities | 2020-02-17 | 2020-07-16 |
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