Kim, Sung Soo (SFC:APF209) 金成洙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KB Securities Hong Kong Limited | RO | Advising on corporate finance | 2015-05-26 | 2018-06-30 | RO | Advising on securities | 2015-05-26 | 2018-06-30 | RO | Dealing in securities | 2015-05-26 | 2018-06-30 |
2 | Shinhan Investment Asia Limited | RO | Advising on securities | 2007-10-15 | 2011-02-18 | RO | Dealing in securities | 2007-10-15 | 2011-02-18 |
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