Hale, Peter John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2022-09-21 | 2023-12-14 | Rep | Dealing in securities | 2022-09-21 | 2023-12-14 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-07-06 | 2009-02-17 | Rep | Dealing in securities | 2007-07-06 | 2009-02-17 |
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