Lai, Felix Yirid 黎栩政
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2007-07-13 | 2007-12-28 | Rep | Dealing in securities | 2007-07-13 | 2007-12-28 |
| 2 | EXS Capital Asia Limited | Rep | Advising on corporate finance | 2008-06-27 | 2013-09-15 | Rep | Advising on securities | 2008-08-20 | 2013-09-15 | Rep | Asset management | 2008-08-20 | 2013-09-15 |
| 3 | GATEWAY CAPITAL (HONG KONG) LIMITED | Rep | Asset management | 2013-12-17 | 2021-10-18 |
| 4 | Harmony Advisors Limited | Rep | Asset management | 2023-05-19 | 2023-07-04 | Rep | Dealing in securities | 2023-05-19 | 2023-07-04 |
| 5 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2024-01-09 | Rep | Asset management | 2024-01-09 | Rep | Dealing in securities | 2024-01-09 |
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