Lam, James Ting Kin 林廷堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ge Shang Investment (Hong Kong) Limited | RO | Advising on securities | 2017-12-29 | |
| 2 | Ge Shang Investment (Hong Kong) Limited | RO | Asset management | 2017-12-29 | |
| 3 | Longitude Asia Limited | Rep | Asset management | 2007-08-30 | 2008-03-20 |
| 4 | Horizon Asset International (HK) Limited | Rep | Asset management | 2010-07-06 | 2010-09-15 |
| 5 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-04-11 | 2011-06-01 |
| 6 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Asset management | 2011-04-11 | 2011-06-01 |
| 7 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2011-04-11 | 2011-06-01 |
| 8 | GRAND PARTNERS ASSET MANAGEMENT LIMITED | RO | Asset management | 2012-06-20 | 2017-04-20 |
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