Pang, Yan 龐艷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bosera Asset Management (International) Co., Limited | RO | Asset management | 2024-04-09 | |
| 2 | DeepBlue Global Investment Limited | RO | Advising on securities | 2017-09-07 | 2019-12-22 | RO | Asset management | 2017-09-07 | 2019-12-22 |
| 3 | HashKey Capital Limited | RO | Asset management | 2020-01-31 | 2023-04-25 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-07-13 | 2008-09-29 | Rep | Dealing in securities | 2007-07-13 | 2008-09-29 |
| 5 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-07-13 | 2008-09-29 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-04-30 | Rep | Dealing in securities | 2008-10-10 | 2009-04-30 |
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