Wu, Zheng (SFC:APG895) 鄔崢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2010-01-25 | 2011-06-10 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-07-18 | 2008-01-24 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-07-18 | 2008-01-24 | Rep | Dealing in futures contracts | 2007-07-18 | 2008-01-24 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-07-18 | 2008-01-24 |
| 5 | Fidelity Management & Research (Hong Kong) Limited | Rep | Advising on futures contracts | 2013-08-13 | 2013-12-19 | Rep | Advising on securities | 2013-08-13 | 2021-01-31 | Rep | Asset management | 2013-08-13 | 2021-01-31 |
| 6 | KGI ASIA LIMITED | Rep | Advising on securities | 2008-08-08 | 2010-01-22 |
| 7 | Springhill Fund Asset Management (HK) Company Limited | Rep | Asset management | 2021-02-25 | 2021-05-21 | RO | Asset management | 2021-05-21 |
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