Carrett, Paul Andrew
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brookfield Advisors (Hong Kong) Limited | Rep | Advising on securities | 2023-03-09 | 2023-12-19 | Rep | Dealing in securities | 2023-03-09 | 2023-12-19 | RO | Advising on securities | 2023-12-19 | RO | Dealing in securities | 2023-12-19 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-07-23 | 2010-02-11 |
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