Yeh, Shan-Ju 葉珊如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ALLY BRIDGE GROUP (HK) LIMITED | Rep | Asset management | 2015-07-21 | Rep | Advising on securities | 2020-12-04 | Rep | Dealing in securities | 2020-12-04 |
2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-07-19 | 2010-08-02 | Rep | Asset management | 2009-08-12 | 2010-08-02 |
3 | Themes Investment Management Limited | Rep | Asset management | 2013-05-30 | 2015-07-09 |
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