Sione, Nicolas

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED Rep Advising on securities 2022-10-18 2023-06-07
Rep Asset management 2022-10-18 2023-06-07
Rep Dealing in securities 2022-10-18 2023-06-07
Rep Advising on securities 2023-09-19
Rep Asset management 2023-09-19
Rep Dealing in securities 2023-09-19
2 UBP ASSET MANAGEMENT ASIA LIMITED Rep Advising on securities 2007-07-23 2010-10-04
Rep Dealing in securities 2007-07-23 2010-10-04
RO Advising on securities 2010-10-04 2011-04-04
RO Dealing in securities 2010-10-04 2011-04-04

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