Ma, Yuan (SFC:APH710) 馬原
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Advising on securities | 2008-12-04 | 2011-05-11 | Rep | Advising on securities | 2012-08-03 | 2024-02-19 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-07-30 | 2007-11-24 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2008-01-22 | 2008-08-29 |
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