Tan, Dao Gyng 陳道烱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2013-08-13 | 2014-09-18 | Rep | Asset management | 2013-08-13 | 2014-09-18 | Rep | Dealing in securities | 2013-08-13 | 2014-09-18 | RO | Advising on securities | 2014-09-18 | 2016-05-09 | RO | Asset management | 2014-09-18 | 2016-05-09 | RO | Dealing in securities | 2014-09-18 | 2016-05-09 |
| 2 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2009-08-12 | 2009-10-28 | Rep | Asset management | 2009-08-12 | 2009-10-28 |
| 3 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2007-07-27 | 2009-08-01 | Rep | Asset management | 2007-07-27 | 2009-08-01 | Rep | Dealing in securities | 2007-07-27 | 2009-08-01 |
| 4 | HONG KONG AND SHANGHAI INVESTMENT CORPORATION LIMITED | RO | Asset management | 2020-06-11 | 2022-04-04 |
| 5 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2010-01-22 | 2011-03-08 | Rep | Asset management | 2010-01-22 | 2011-03-08 | Rep | Dealing in securities | 2011-01-25 | 2011-03-08 |
| 6 | uSmart Securities Limited | RO | Advising on securities | 2017-07-13 | 2019-09-30 | RO | Asset management | 2017-07-13 | 2019-09-30 | RO | Dealing in securities | 2017-07-13 | 2019-09-30 |
| 7 | YL Capital Partners Limited | RO | Asset management | 2022-04-13 | RO | Advising on securities | 2023-07-25 |
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