Xiao, Le (SFC:APJ309) 肖樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Isola Capital Asset Management Limited | Rep | Advising on securities | 2014-02-13 | 2014-04-08 | Rep | Asset management | 2014-02-13 | 2014-04-08 | Rep | Dealing in securities | 2014-02-13 | 2014-04-08 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2007-08-06 | 2007-10-16 |
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