Tse, Jean-Louis Chi-Ho 謝志豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | iCapital Hong Kong Limited | RO | Advising on securities | 2023-08-18 | 2023-10-20 | RO | Dealing in securities | 2023-08-18 | 2023-10-20 |
| 2 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2012-02-16 | 2012-02-20 | Rep | Dealing in securities | 2012-02-16 | 2012-02-20 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-08-06 | 2009-02-26 |
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