Shum, Alex Jiu Lik 沈朝力
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-08-06 | 2011-07-08 | Rep | Advising on securities | 2007-08-06 | 2011-07-08 | Rep | Dealing in securities | 2007-08-06 | 2011-07-08 |
| 2 | NewQuest Capital Advisors (HK) Limited | Rep | Asset management | 2012-03-08 | 2022-12-21 |
| 3 | TPG Capital, Limited | Rep | Advising on securities | 2022-12-22 | Rep | Dealing in securities | 2022-12-22 |
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