Nicholls, William James Roland
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2021-01-22 | 2023-03-06 | Rep | Dealing in futures contracts | 2021-01-22 | 2023-03-06 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2007-08-08 | 2008-12-01 | Rep | Dealing in securities | 2009-02-25 | 2009-06-01 |
| 3 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-08-08 | 2008-12-01 |
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