Lam, Shing Lee 林勝利
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2011-09-28 | 2012-02-01 | Rep | Dealing in securities | 2011-09-28 | 2012-02-01 |
| 2 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2007-09-12 | 2010-06-30 |
| 3 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2009-02-26 | 2010-03-31 |
| 4 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-09-12 | 2011-07-02 |
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