Wong, Benjamin Malcolm 黃務騰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-08-09 | 2008-12-15 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 2007-08-09 | 2008-12-15 | ROCKPOOL CAPITAL LIMITED | Rep | 2018-08-28 |
| 2 | ROCKPOOL CAPITAL LIMITED | RO | Asset management | 2018-07-09 | |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-08-09 | 2008-12-15 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 2007-08-09 | 2008-12-15 | Religare Capital Markets (Hong Kong) Limited | Rep | 2009-05-12 | 2009-09-04 | ROCKPOOL CAPITAL LIMITED | Rep | 2018-08-28 |
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