Fong, Hau Wah 方巧華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on securities | 2007-09-14 | 2009-10-24 |
| 2 | BOCOM MPF & Financial Services Company Limited | Rep | Dealing in securities | 2012-08-20 | |
| 3 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2009-12-18 | 2010-01-22 |
| 4 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2009-12-18 | 2010-07-30 | Rep | Dealing in securities | 2010-04-22 | 2010-11-08 |
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