Kavanagh, Louise Margaret
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2007-08-20 | 2009-09-19 | Rep | Asset management | 2007-08-20 | 2009-09-19 | Rep | Dealing in securities | 2008-09-17 | 2009-09-19 | Rep | Advising on securities | 2009-11-16 | 2010-06-01 | Rep | Asset management | 2009-11-16 | 2010-06-01 | Rep | Dealing in securities | 2009-11-16 | 2010-06-01 |
| 2 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2016-11-10 | 2017-10-17 | Rep | Dealing in securities | 2016-11-10 | 2017-10-17 |
| 3 | Nuveen Hong Kong Limited | Rep | Advising on securities | 2017-11-27 | Rep | Dealing in securities | 2017-11-27 | RO | Asset management | 2019-04-16 |
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