He, Chengeng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-20 | 2008-02-16 | Rep | Dealing in securities | 2007-08-20 | 2008-02-16 |
| 2 | MIZUHO CAPITAL MARKETS (HK) LIMITED | Rep | Dealing in futures contracts | 2014-01-02 | 2015-03-13 | Rep | Dealing in securities | 2014-01-02 | 2015-03-13 |
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