Hsu, Yi-Ju 徐怡如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Rich Union Securities (H.K.) Limited | Rep | Advising on securities | 2007-10-15 | 2009-02-15 | Rep | Dealing in securities | 2007-10-15 | 2009-02-15 | Rep | Asset management | 2007-12-19 | 2009-02-15 | Rep | Dealing in securities | 2009-11-09 | 2010-10-31 |
| 2 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2009-02-25 | 2009-10-31 | Rep | Dealing in securities | 2009-02-25 | 2009-10-31 |
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