Li, Wing Yi (SFC:APL080) 李穎兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-08-20 | 2008-05-27 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-08-20 | 2008-05-27 | Rep | Dealing in securities | 2007-09-03 | 2008-05-27 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-05-30 | 2010-04-24 | Rep | Dealing in securities | 2008-05-30 | 2010-04-24 | Rep | Advising on futures contracts | 2008-07-11 | 2010-04-24 | Rep | Advising on securities | 2008-07-11 | 2010-04-24 |
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