Li, Yirong (SFC:APL208) 李苡榕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2009-06-08 | 2009-08-14 | Rep | Advising on corporate finance | 2009-07-03 | 2009-08-14 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-08-17 | 2008-12-15 | Rep | Dealing in securities | 2007-08-17 | 2008-12-15 | Rep | Dealing in securities | 2009-11-26 | 2010-09-17 | Rep | Advising on securities | 2009-12-23 | 2010-09-17 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2013-01-10 | 2013-03-31 | Rep | Dealing in securities | 2013-01-10 | 2013-03-31 |
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