Ng, Sau Mui (SFC:APL380) 吳秀梅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-02 | 2008-08-23 | Rep | Dealing in securities | 2009-01-29 | 2010-05-10 | Rep | Dealing in securities | 2010-12-06 | 2011-07-20 | Rep | Dealing in securities | 2014-09-01 | 2020-12-09 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-08-22 | 2008-03-21 |
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