Yuen, Kin Yuk 阮健毓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2014-12-22 | 2016-08-05 | Rep | Asset management | 2015-01-27 | 2016-08-05 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-01-27 | 2016-08-05 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-12-22 | 2016-08-05 |
| 4 | Da Wan Asset Management Limited | RO | Advising on securities | 2019-12-16 | 2022-08-31 | RO | Asset management | 2019-12-16 | 2022-08-31 |
| 5 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-08-22 | 2010-06-12 |
| 6 | Emmanuel Investments Managers Company Limited | Rep | Advising on securities | 2018-10-19 | 2018-11-26 | Rep | Asset management | 2018-10-19 | 2018-11-26 | RO | Advising on securities | 2018-11-26 | 2019-01-21 | RO | Asset management | 2018-11-26 | 2019-01-21 |
| 7 | Grandview Capital Group Limited | Rep | Advising on securities | 2024-03-08 | 2024-03-28 | Rep | Asset management | 2024-03-08 | 2024-03-28 | RO | Advising on securities | 2024-03-28 | RO | Asset management | 2024-03-28 |
| 8 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-03-26 | 2014-12-05 | Rep | Advising on securities | 2013-05-03 | 2014-12-05 |
| 9 | Sprout Asset Management (Asia) Limited | Rep | Asset management | 2016-09-07 | 2018-08-31 | RO | Advising on securities | 2016-09-07 | 2018-08-31 | RO | Dealing in securities | 2016-09-07 | 2018-08-31 |
| 10 | WAN LUNG SECURITIES LIMITED | RO | Advising on securities | 2019-03-05 | 2019-12-13 | RO | Asset management | 2019-03-05 | 2019-12-13 | RO | Dealing in securities | 2019-03-05 | 2019-12-13 |
| 11 | WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2023-03-16 | 2023-10-29 | RO | Asset management | 2023-03-16 | 2023-10-29 | RO | Dealing in securities | 2023-03-16 | 2023-10-29 |
| 12 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-11-28 | 2013-03-15 |
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