Azuma, Yoshihiro
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2011-10-31 | 2022-07-04 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-08-22 | 2007-08-29 | Rep | Dealing in securities | 2008-01-15 | 2008-01-22 | Rep | Dealing in securities | 2009-05-29 | 2011-05-03 |
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