Wong, Shirley Shing Kit 黃成潔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA GLORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-08-23 | 2014-10-15 | Rep | Dealing in securities | 2013-08-23 | 2014-10-15 | Rep | Dealing in futures contracts | 2019-05-29 | 2019-12-31 | Rep | Dealing in securities | 2019-05-29 | 2019-12-31 |
| 2 | Inflexion Macro Capital Management Limited | RO | Advising on securities | 2021-09-23 | 2022-06-01 | RO | Asset management | 2021-09-23 | 2022-06-01 | RO | Dealing in securities | 2021-09-23 | 2022-06-01 |
| 3 | KOG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2013-04-30 | 2015-05-26 |
| 4 | MAGIC COMPASS ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-12-12 | 2018-06-23 |
| 5 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-04-10 | 2018-06-23 |
| 6 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2015-12-22 | 2018-06-23 | RO | Advising on securities | 2016-06-27 | 2018-06-23 |
| 7 | QUINTAR CAPITAL LIMITED | Rep | Asset management | 2018-07-23 | 2018-08-14 | RO | Asset management | 2018-08-14 | 2021-02-11 |
| 8 | WM (HK) Limited | Rep | Advising on securities | 2007-08-22 | 2008-08-22 | Rep | Dealing in securities | 2007-08-22 | 2008-08-22 |
| 9 | ZMF Asset Management Limited | Rep | Asset management | 2011-06-20 | 2014-06-24 | RO | Asset management | 2014-06-24 | 2015-07-19 |
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