Suen, To Ham 孫道涵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2012-11-01 | 2020-07-17 | Rep | Asset management | 2012-11-01 | 2020-07-17 | Rep | Dealing in securities | 2012-11-01 | 2020-07-17 | RO | Advising on securities | 2020-07-17 | RO | Asset management | 2020-07-17 | RO | Dealing in securities | 2020-07-17 |
| 2 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2020-04-23 | 2020-07-17 | Rep | Dealing in securities | 2020-04-23 | 2020-07-17 | RO | Asset management | 2020-07-17 | RO | Dealing in securities | 2020-07-17 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2007-08-22 | 2009-11-11 |
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