Lee, Emily (SFC:APL964) 李潁桐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2014-08-11 | 2016-04-29 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2010-05-31 | 2010-08-09 |
| 3 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2007-09-27 | 2010-05-23 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2016-08-01 | 2022-05-26 |
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