Xu, Wen (SFC:APO463) 胥雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Valley Capital Limited | RO | Asset management | 2022-05-16 | 2023-03-31 |
| 2 | GOLDEN PINE ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-10-30 | 2021-03-31 |
| 3 | PHOENIX CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2016-04-29 | 2017-05-29 |
| 4 | PI INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2007-09-03 | 2007-09-28 | Rep | Advising on securities | 2007-09-03 | 2007-09-28 | Rep | Asset management | 2007-09-03 | 2007-09-28 |
| 5 | RAB CAPITAL (ASIA) LIMITED | Rep | Advising on futures contracts | 2007-10-05 | 2010-10-20 | Rep | Advising on securities | 2007-10-05 | 2010-10-20 | Rep | Asset management | 2007-10-05 | 2010-10-20 |
| 6 | SOFAER GLOBAL RESEARCH (HK) LIMITED | Rep | Advising on securities | 2012-04-11 | 2012-04-30 | Rep | Asset management | 2012-04-11 | 2012-04-30 |
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