Chen, Shu-Fen (SFC:APO465) 陳淑芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Dealing in securities | 2011-11-16 | 2012-02-03 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-09-10 | 2011-08-18 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-09-10 | 2010-12-06 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-08-18 |
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