An, Peng (SFC:APO572) 安鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-09-10 | 2008-12-10 | Rep | Advising on securities | 2007-09-10 | 2008-12-10 | Rep | Dealing in securities | 2007-09-10 | 2008-12-10 |
| 2 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2009-03-16 | 2009-04-13 |
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