Hiriart, Mark Francis Richard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-09-05 | 2010-09-17 | Rep | Dealing in securities | 2007-09-05 | 2010-09-17 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2017-02-06 | 2021-11-29 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2017-02-06 | 2021-08-01 | Rep | Dealing in futures contracts | 2017-02-06 | 2021-08-01 | Rep | Dealing in securities | 2017-02-06 | 2021-08-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy