Kim, Ju Young (SFC:APO902) 金周永
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NH INVESTMENT & SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2010-11-01 | 2011-08-31 | Rep | Dealing in securities | 2010-11-01 | 2011-08-31 |
| 2 | TVG CAPITAL PARTNERS LIMITED | Rep | Advising on securities | 2007-09-05 | 2010-06-01 | Rep | Asset management | 2010-01-05 | 2010-06-01 |
| 3 | Yuanta Financial (Hong Kong) Limited | Rep | Advising on securities | 2011-10-10 | 2011-12-23 | Rep | Dealing in securities | 2011-10-10 | 2011-12-23 | RO | Advising on securities | 2011-12-23 | 2013-03-15 | RO | Dealing in securities | 2011-12-23 | 2013-03-15 |
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