Ding, Yong (SFC:APP054) 丁勇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-11-19 | 2011-05-11 |
2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-09-13 | 2008-09-29 | Rep | Dealing in securities | 2007-09-13 | 2008-09-29 |
3 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-09-13 | 2008-09-29 |
4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2008-12-13 | Rep | Dealing in securities | 2008-10-10 | 2008-12-13 |
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