Wang, Xiaolei (SFC:APP106) 王小磊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANKAA CAPITAL LIMITED | RO | Advising on securities | 2023-11-03 | RO | Asset management | 2023-11-03 |
| 2 | DTC Investment Management (HK) Limited | Rep | Asset management | 2020-07-02 | 2020-10-27 | RO | Asset management | 2020-10-27 | 2021-03-21 |
| 3 | Fidelity Management & Research (Hong Kong) Limited | Rep | Advising on futures contracts | 2013-08-12 | 2013-12-19 | Rep | Advising on securities | 2013-08-12 | 2019-10-03 | Rep | Asset management | 2013-08-12 | 2019-10-03 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-09-28 | 2011-07-25 | Rep | Dealing in securities | 2009-09-28 | 2011-07-25 | Rep | Advising on futures contracts | 2009-10-19 | 2011-07-25 | Rep | Advising on securities | 2009-10-19 | 2011-07-25 |
| 5 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-09-21 | 2009-08-15 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-09-21 | 2009-08-15 | Rep | Dealing in securities | 2007-09-21 | 2009-08-15 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2008-04-10 | 2009-08-15 |
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